The Municipal Advisor Law and Its Implications.

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    • Abstract:
      The article focuses on the municipal advisor law and its implications. Topics discussed include Section 975 of the Dodd-Frank Act which made amendment to Section l5B of the Exchange Act, municipal financial products or the issuance of municipal securities, and the final rules adopted by the U.S. Securities and Exchange Commission (SEC) which provide recommendation in relation with the municipal financial products and issuance of municipal securities.